RICHARD MICHAEL GILBERTSON

RICHARD MICHAEL GILBERTSON is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 20900 WEST DIXIE HIGHWAY, AVENTURA, FL, 33180-1131.

RICHARD MICHAEL GILBERTSON has worked at LPL FINANCIAL LLC since May 14, 2014

Disclosure History

RICHARD MICHAEL GILBERTSON has 2 Disclosure Event(s).

Date: August 09, 2017
Category: Customer Dispute
Allegations: Client alleges he was not properly informed of the details of the variable annuity sold to him in January 2013.

Date: January 27, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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