RICHARD JOHN GLASER is currently employed as a Broker and/or Investment Adviser at VOYA FINANCIAL ADVISORS, INC. located at 13330 LEOPARD STE 27, CORPUS CHRISTI, TX, 78410.
RICHARD JOHN GLASER has worked at VOYA FINANCIAL ADVISORS, INC. since January 03, 2011
Disclosure History
RICHARD JOHN GLASER has 1 Disclosure Event(s).
Date: June 15, 2012 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE REPRESENTATIVE FAILED TO INFORM HER OF HER IRS TAX REQUIREMENTS, WHICH HAS RESULTED IN TAX CONSEQUENCES. Damage Amount Requested: $13,000.00 Broker Comment: THE FIRM INVESTIGATED THE CLIENT'S CONCERNS AND FOUND THEM TO BE WITHOUT MERIT.
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