RICHARD PAUL GRODZICKI is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 3455 PEACHTREE RD. NE, ATLANTA, GA, 30326.
RICHARD PAUL GRODZICKI has worked at UBS FINANCIAL SERVICES INC. since February 27, 2009
Disclosure History
RICHARD PAUL GRODZICKI has 1 Disclosure Event(s).
Date: January 05, 2000 Category: Customer Dispute Allegations: CLIENT ALLEGED "THAT THERE HAVE BEEN MANY VIOLATIONS OF SECURITIES LAWS ON [HER ACCOUNT]" AND THAT HER "REGISTERED REPRESENTATIVE HAS VIOLATE HIS FIDUCIARY RESPONSIBILITIES" WITH RESPECT TO TWO STOCKS THAT WERE TRANSFERRED OUT OF HER ACCOUNT WITHOUT HER AUTHORIZATION. Broker Comment: THE CLAIM WAS DENIED.
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