RICHARD GREGORY GRUCZ

RICHARD GREGORY GRUCZ is currently employed as a Broker and/or Investment Adviser at SAGEPOINT FINANCIAL, INC. located at 7000 ROOSEVELT, SUITE 103, ALLEN PARK, MI, 48101.

RICHARD GREGORY GRUCZ has worked at SAGEPOINT FINANCIAL, INC. since December 05, 2011

Disclosure History

RICHARD GREGORY GRUCZ has 2 Disclosure Event(s).

Date: October 24, 2003
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES REPRESENTATIVE GRUZ FAILED TO FULLY EXPLAIN THE PARTICULARS OF HIS VARIABLE LIFE POLICY PURCHASED IN 2001.
Damage Amount Requested: $7,300.00

Date: February 28, 2003
Category: Customer Dispute
Allegations: CLIENTS ALLEGE FAILURE TO DISCLOSE COMMISSIONS; MISREPRESENTATION OF FEES; AND FAILURE TO PROVIDE CLIENTS WITH COPIES OF COMPLETED AND SIGNED DOCUMENTS.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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