RICHARD CRAIG HARRIS

RICHARD CRAIG HARRIS is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 801 17th Street NW, Suite 310, Washington, DC, 20006.

RICHARD CRAIG HARRIS has worked at RAYMOND JAMES & ASSOCIATES, INC. since September 06, 2016

Disclosure History

RICHARD CRAIG HARRIS has 1 Disclosure Event(s).

Date: July 06, 2000
Category: Customer Dispute
Allegations: CLIENT ALLEGES MISREPRESENTATION
Damage Amount Requested: $250,000.00
Broker Comment: JOHN DOUGHERTY(212) 816-8189

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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