RICHARD CLYDE HASTINGS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 265 N LAMAR BLVD STE K BLDG 2, OXFORD SQUARE NORTH, OXFORD, MS, 38655.
RICHARD CLYDE HASTINGS has worked at WELLS FARGO CLEARING SERVICES, LLC since August 23, 2012
Disclosure History
RICHARD CLYDE HASTINGS has 1 Disclosure Event(s).
Date: January 13, 1999 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT RICHARD HASTINGS SOLDTHE INCORRECT NUMBER OF SHARES OF HIS STOCK CAUSING HIM TO LOSEAPPROXIMATELY $12,000. THIS ALLEGEDLY OCCURED AT MERRILLLYNCH. Damage Amount Requested: $12,000.00 Broker Comment: CUSTOMER RESCINDED COMPLAINT IN IT'S ENTIRETY.CUSTOMER ELUDES THAT IT IS A MISUNDERSTANDING ON HIS PART AS TOTHE NUMBER OF SHARES THAT WERE SOLD.NOT PROVIDED
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