RICHARD OLIN HINSETH

RICHARD OLIN HINSETH is currently employed as a Broker and/or Investment Adviser at VOYA FINANCIAL ADVISORS, INC. located at 2201 JACKSON BLVD, STE 102, RAPID CITY, SD, 57702.

RICHARD OLIN HINSETH has worked at VOYA FINANCIAL ADVISORS, INC. since January 01, 2004

Disclosure History

RICHARD OLIN HINSETH has 2 Disclosure Event(s).

Date: July 15, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THE VARIABLE ANNUITY THE REPRESENTATIVE SOLD HER WAS NOT A SUITABLE INVESTMENT AND DOES NOT RECALL REPRESENTATIVE MENTIONING THE ASSOCIATED SURRENDER PENALTIES. CUSTOMER REQUESTS THE VARIABLE ANNUITY CONTRACT BE VOIDED AND HER ORIGINAL INVESTMENT RETURNED.
Damage Amount Requested: $5,055.33
Broker Comment: THE FIRM INVESTIGATED THE CLIENT'S CONCERNS AND DID NOT FIND SUFFICIENT EVIDENCE TO SUPPORT THE ALLEGATIONS OR ANY WRONGDOING ON THE PART OF THE REPRESENTATIVE IN THIS MATTER. CONSEQUENTLY, THE FIRM DENIED THE ALLEGATIONS AND REQUEST FOR REIMBURSEMENT.

Date: March 12, 2007
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT MR HINSETH MISLED HIM INTO PURCHASING A VARIABLE UNIVERSAL LIFE INSURANCE POLICY IN JULY OF 1995.
Damage Amount Requested: $16,368.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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