RICHARD WILLIAM JACOBSON is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 3027 TOWNSGATE RD, STE 200, WESTLAKE VILLAGE, CA, 91361-5863.
RICHARD WILLIAM JACOBSON has worked at AMERIPRISE FINANCIAL SERVICES, INC. since March 08, 2013
Disclosure History
RICHARD WILLIAM JACOBSON has 2 Disclosure Event(s).
Date: July 24, 2014 Category: Customer Dispute Allegations: CLIENT ALLEGED THE REGISTERED REPRESENTATIVE RECOMMENDED AND PLACED HIM IN VARIOUS INVESTMENTS THAT LOST $11,175.00. Damage Amount Requested: $11,175.00
Date: September 14, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES BROKER MISREPRESENTED PRODUCT TO HER AND LOS MONEY. Damage Amount Requested: $10,118.00 Broker Comment: THESE ALLEGATIONS HAVE NO MERIT AND THE CUSTOMER DID NO SUFFER A LOSS OF $10,118.00.
More Information
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