RICHARD WILLIAM JANAES is currently employed as a Broker and/or Investment Adviser at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located at 905 EAST MARTIN LUTHER KING JR. DR, STE 640, TARPON SPRINGS, FL, 34689.
RICHARD WILLIAM JANAES has worked at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC since July 15, 2010
Disclosure History
RICHARD WILLIAM JANAES has 2 Disclosure Event(s).
Date: July 01, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES IN JUNE 2002 THAT THE MFS NEW DISCOVERY AND MERRILL LYNCH FOCUS TWENTY FUNDS WERE PURCHASED WITHOUT HER APPROVAL. THE FUNDS WERE PURCHASED IN MARCH 2000. Damage Amount Requested: $14,532.00
Date: July 12, 1995 Category: Customer Dispute Allegations: CLAIMANTS SEEKS TO RECOVER $9,860.87 PLUSUNSPECIFIED INTEREST,COST,FILING FEES AND PUNITIVE DAMAGES INCONNECTION WITH THEIR INVESTMENT IN AN ALLEGEDLY UNSUITABLEBOND MUTUAL FUND. Damage Amount Requested: $9,860.87 Damages Granted: $6,359.00 Broker Comment: N/A $6,359.00 PLUS INTEREST PLUS FILING FEE.RESPONDENTS DENY ALL ALLEGATIONS OF LIABILITY ANDEXPECT TO VIGOROUSLY DEFEND THIS CLAIM.
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