RICHARD BARRY JOHNSON is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 1504 WEST ABRAM STREET, ARLINGTON, TX, 76013.
RICHARD BARRY JOHNSON has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since September 27, 2013
Disclosure History
RICHARD BARRY JOHNSON has 1 Disclosure Event(s).
Date: March 03, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT THE FUNDS IN HIS DECEASED MOTHER'S ACCOUNTS SHOULD HAVE BEEN LIQUIDATED THE DAY THE CLIENT INFORMED THE REPRESENTATIVE OF HIS MOTHER'S PASSING. THE CLIENT ALSO ALLEGED THE FUNDS HE INHERITED FROM HIS MOTHER WERE LOST OR STOLEN. Damage Amount Requested: $40,000.00 Broker Comment: UPON CONCLUSION OF H.D. VEST'S INVESTIGATION, IT WAS DETERMINED THAT THE REPRESENTATIVE ACTED IN ACCORDANCE WITH FIRM POLICY AND PROCEDURE AND THAT THERE WAS NO WRONG DOING FOUND.
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