RICHARD MARK KAGAN

RICHARD MARK KAGAN is currently employed as a Broker and/or Investment Adviser at THE LEADERS GROUP, INC. located at 26 WEST DRY CREEK CIRCLE, SUITE 800, LITTLETON, CO, 80120.

RICHARD MARK KAGAN has worked at THE LEADERS GROUP, INC. since January 20, 2015

Disclosure History

RICHARD MARK KAGAN has 1 Disclosure Event(s).

Date: July 10, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $1,144,849.65
Judgment/Lien Type: Tax
Broker Comment: IN PROCESS OF ARRANGING AN INSTALLMENT PAYMENT AGREEMENT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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