RICHARD LEE KERBS is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 7761 WEST RIVERSIDE DRIVE, SUITE 110, GARDEN CITY, ID, 83714.
RICHARD LEE KERBS has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since September 06, 2016
Disclosure History
RICHARD LEE KERBS has 2 Disclosure Event(s).
Date: September 01, 2009 Category: Customer Dispute Allegations: CLIENT STATES THAT REPRESENTATIVE DID NOT INFORM THEM THAT THE INVESTMENT WAS ILLIQUID AND THEY WOULD NOT HAVE MADE THE INVESTMENT IF THEY HAD KNOWN ABOUT THE ILLIQUIDITY. Damage Amount Requested: $190,000.00
Date: July 28, 1986 Category: Criminal Charges: 1)1 COUNT 2) MISDEMEANOR 3) PLEADED NOT GUILTY TO DEFAULD INN KEEPER 4) N/A Charge Type: MISDEMEANOR Disposition: A)CONVICTED B)08/15/1986 C)5 DAYS JAIL D) 12 MONTHS PROBATION E)08/15/1986 F)$2000 PAID G) N/A
More Information
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