Richard D Lambert is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 12234 SHADOW CREEK PKWY, BUILDING 4 SUITE 100, PEARLAND, TX, 77584-7330.
Richard D Lambert has worked at EDWARD JONES since September 29, 2015
Disclosure History
Richard D Lambert has 1 Disclosure Event(s).
Date: January 14, 2017 Category: Customer Dispute Allegations: The client alleges the financial advisor gave poor advice in December 2016 to roll over a retirement account that resulted in the client forfeiting matching funds from his employer. Damage Amount Requested: $5,000.00 Settlement Amount: $76,020.00 Broker Comment: After completion of the firm's investigation, client's claim was resolved in the amount of $76,520.00. Financial advisor contributed to the resolution in the amount of $500.00.
More Information
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