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RICHARD CHRISTOPHER LAWRENCE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 303 3RD AVENUE SE, CEDAR RAPIDS, IA, 52401.
RICHARD CHRISTOPHER LAWRENCE has worked at WELLS FARGO CLEARING SERVICES, LLC since September 12, 2013
RICHARD CHRISTOPHER LAWRENCE has 1 Disclosure Event(s).
Date: March 16, 2011All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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