RICHARD ELLIOT LIEBERFARB

RICHARD ELLIOT LIEBERFARB is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 490 MAIN ST, NORTHPORT, NY, 11768-1980.

RICHARD ELLIOT LIEBERFARB has worked at LPL FINANCIAL LLC since December 15, 2009

Disclosure History

RICHARD ELLIOT LIEBERFARB has 1 Disclosure Event(s).

Date: November 11, 2008
Category: Customer Dispute
Allegations: CUSTOMER CLAIMS THE SPIRIT OF AMERICA MUTUAL FUND PURCHASES TO BE UNSUITABLE AND CLAIMS THE REGISTERED REPRESENTITIVE ACTED TO VIOLATE FIDUCIARY RESPONSIBILITY.
Damage Amount Requested: $21,700.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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