Richard D Macdonald is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 101 CALIFORNIA ST, SAN FRANCISCO, CA, 94111.
Richard D Macdonald has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 26, 1978
Disclosure History
Richard D Macdonald has 2 Disclosure Event(s).
Date: November 07, 2000 Category: Customer Dispute Allegations: [CUSTOMER] CLAIMS LOSSES AS A RESULT OF UNSUITBALE TRANSACTIONS. NO SPECIFIC DAMAGES ALLEGED. Settlement Amount: $200,000.00 Broker Comment: WE SETTLED THIS MATTER FOR BUSINESS REASONS.
Date: March 15, 1999 Category: Customer Dispute Allegations: CUSTOMER ALLEGES UNSUITBALE AND UNAUTHORIZED TRADES. Damage Amount Requested: $234,000.00 Settlement Amount: $37,000.00 Broker Comment: THE CASE WAS SETTLED TO AVOID THE TIME, EXPENSE AND UNCERTAINTY OF LITIGATION.
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