RICHARD WILLIS MAXWELL is currently employed as a Broker and/or Investment Adviser at FSC SECURITIES CORPORATION located at 6530 WEST CAMPUS OVAL, SUITE 320, NEW ALBANY, OH, 43054.
RICHARD WILLIS MAXWELL has worked at FSC SECURITIES CORPORATION since November 07, 2005
Disclosure History
RICHARD WILLIS MAXWELL has 1 Disclosure Event(s).
Date: October 02, 2012 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGED THAT HE WAS MISINFORMED ABOUT AN ANNUITIZATION OPTION ASSOCIATED WITH HIS ANNUITY CONTRACT. Damage Amount Requested: $128,400.00 Broker Comment: THE CUSTOMER'S COMPLAINT AROSE FROM THE CUSTOMER'S INTERACTION WITH THE INSURANCE COMPANY. THE CUSTOMER WAS PROVIDED WITH ACCURATE INFORMATION AT THE TIME OF SALE.
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