RICHARD JOHN MCCARTHY is currently employed as a Broker and/or Investment Adviser at OPPENHEIMER & CO. INC. located at MISSION FARMS, 10601 MISSION ROAD 3RD FLR, LEAWOOD, KS, 66206.

RICHARD JOHN MCCARTHY has worked at OPPENHEIMER & CO. INC. since March 23, 1990

Disclosure History

RICHARD JOHN MCCARTHY has 1 Disclosure Event(s).

Date: January 11, 1990
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

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