RICHARD GLENN MCDANIEL

RICHARD GLENN MCDANIEL is currently employed as a Broker and/or Investment Adviser at CFD INVESTMENTS, INC. located at 19 LOCUST STREET, P.O. BOX 802, GALLIPOLIS, OH, 45631.

RICHARD GLENN MCDANIEL has worked at CFD INVESTMENTS, INC. since May 28, 2013

Disclosure History

RICHARD GLENN MCDANIEL has 1 Disclosure Event(s).

Date: November 02, 2016
Category: Customer Dispute
Allegations: Alleged unsuitability with respect to the liquidation of a variable annuity and the purchase of an equity indexed annuity.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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