RICHARD ROBERT MILLER

RICHARD ROBERT MILLER is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 4465 N OAKLAND AVENUE, SUITE 120, MILWAUKEE, WI, 53211.

RICHARD ROBERT MILLER has worked at NYLIFE SECURITIES LLC since November 04, 1982

Disclosure History

RICHARD ROBERT MILLER has 1 Disclosure Event(s).

Date: May 07, 2007
Category: Customer Dispute
Allegations: WITH REGARD TO THE PURCHASES OF VARIABLE LIFE INSURANCE POLICIES IN OR AROUND JULY OF 1998, CUSTOMER STATED THAT HE HAS BEEN PERMANENTLY DISABLED SINCE DECEMBER OF 1990 AND ALLEGES THAT HE ASKED FOR THE WAIVER OF PREMIUM BENEFIT OPTION AND HIS INQUIRIES WERE IGNORED. HE ALLEGES THAT HIS AGENT WAS AT FAULT AND WAS NOT ACTING IN HIS BEST INTEREST.
Broker Comment: BASED ON OUR GOOD FAITH ESTIMATE IT IS DETERMINED THAT THE COMPENSATORY DAMAGES WOULD BE MORE THAN $5000.00.

More Information

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