RICHARD EARL MISTLER is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 700 WEST 47TH STREET STE 500, KANSAS CITY, MO, 64112.
RICHARD EARL MISTLER has worked at UBS FINANCIAL SERVICES INC. since January 31, 1980
Disclosure History
RICHARD EARL MISTLER has 1 Disclosure Event(s).
Date: March 17, 2009 Category: Customer Dispute Allegations: TIME FRAME: 05/24/2008 TO 1/5/2005THE CLIENTS AND THEIR ATTORNEY ALLEGE THAT THEIR FINANCIAL ADVISOR ASSURED THEM THAT THEIR ARS WERE BOTH SAFE AND LIQUID AND THE PERFECT INVESTMENT FOR A CASH POSITION, THEREBY MISREPRESENTING THE ARS. DAMAGES ALLEGED TO BE IN EXCESS OF $5,000.00. Damage Amount Requested: $5,000.00
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