RICHARD PATRICK O'DONNELL

RICHARD PATRICK O'DONNELL is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 10400 NE 4TH STREET, SUITE 2000, POB 878, BELLEVUE, WA, 98004.

RICHARD PATRICK O'DONNELL has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since April 05, 2013

Disclosure History

RICHARD PATRICK O'DONNELL has 1 Disclosure Event(s).

Date: April 28, 2000
Category: Customer Dispute
Allegations: CUSTOMER COMPLAINT REGARDING STATUS OF ACCOUNT. NO DAMAGES SPECIFIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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