RICHARD STEVEN PARK

RICHARD STEVEN PARK is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 2361 DICK POND RD, SURFSIDE BEACH, SC, 29575.

RICHARD STEVEN PARK has worked at WELLS FARGO CLEARING SERVICES, LLC since December 10, 2003

Disclosure History

RICHARD STEVEN PARK has 1 Disclosure Event(s).

Date: January 25, 2012
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: DUE TO PHYSICAL INJURY, MY WIFE IS NOT ABLE TO WORK AND RECIEVES NO INCOME. THIS AND THE CUT OF MY COMMISSION INCOME HAS RESULTED IN THIS BANKRUPTCY. Credit bureau shows dismissed 12/09/2014 this is incorrect. Payment are still being made till 12/2016.Garnishments have ceased 12/02/2016. Discharged 12/27/2016.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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