RICHARD EDMUND PAVEY is currently employed as a Broker and/or Investment Adviser at INDEPENDENT FINANCIAL GROUP, LLC located at 2240 S ELKS LN #62, YUMA, AZ, 85364.
RICHARD EDMUND PAVEY has worked at INDEPENDENT FINANCIAL GROUP, LLC since October 03, 2003
Disclosure History
RICHARD EDMUND PAVEY has 1 Disclosure Event(s).
Date: January 16, 2012 Category: Customer Dispute Allegations: COMPLAINT LETTER ALLEGES 2 REIT INVESTMENTS PURCHASED IN 2007 WERE UNSUITABLE. Damage Amount Requested: $16,600.00 Settlement Amount: $2,678.34 Broker Comment: WITHOUT ADMITTING OR DENYING THE ALLEGATIONS IN THE COMPLAINT, THE MATTER WAS SETTLED.
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