RICHARD CHARLES PETERSON

RICHARD CHARLES PETERSON is currently employed as a Broker and/or Investment Adviser at LIBERTY INVESTMENT COUNSEL, LTD. located at 700 PILGRIM PARKWAY, SUITE #300, ELM GROVE, WI, 53122.

RICHARD CHARLES PETERSON has worked at LIBERTY INVESTMENT COUNSEL, LTD. since August 05, 1981

Disclosure History

RICHARD CHARLES PETERSON has 1 Disclosure Event(s).

Date: February 07, 2000
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for RICHARD CHARLES PETERSON, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.