RICHARD ALAN POLLOCK is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 9268 WASHINGTON ST, CHAGRIN FALLS, OH, 44023.
RICHARD ALAN POLLOCK has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since April 18, 2013
RICHARD ALAN POLLOCK has 1 Disclosure Event(s).Date: May 22, 2009
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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