RICHARD MARTIN POTASHNER

RICHARD MARTIN POTASHNER is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 60 EAST SOUTH TEMPLE, 20TH FL, SALT LAKE CITY, UT, 84111.

RICHARD MARTIN POTASHNER has worked at MORGAN STANLEY since September 19, 2014

Disclosure History

RICHARD MARTIN POTASHNER has 1 Disclosure Event(s).

Date: August 28, 2017
Category: Customer Dispute
Allegations: The Customer alleges unsuitable investment recommendations and misrepresentation and omission of material facts from April 2013 to October 2013.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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