RICHARD JEFFERY QUIRK

RICHARD JEFFERY QUIRK is currently employed as a Broker and/or Investment Adviser at SA STONE WEALTH MANAGEMENT INC. located at 111 West Franklin Street, Delphi, IN, 46923.

RICHARD JEFFERY QUIRK has worked at SA STONE WEALTH MANAGEMENT INC. since September 12, 2014

Disclosure History

RICHARD JEFFERY QUIRK has 1 Disclosure Event(s).

Date: June 25, 2002
Category: Customer Dispute
Allegations: CLIENT PURCHASED TWO VARIABLE ANNUITIES IN MAY OF 2002 THROUGH MR. QUIRK. THE CLIENT ALLEGES THAT MR. QUIRK MADE UNSUITABLE RECOMMENDATIONS AND FAILED TO PROVIDE COMPLETE INFORMATION REGARDING CERTAIN ASPECTS OF THE PRODUCT.
Damage Amount Requested: $24,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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