RICHARD J ROSU-MYLES is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 100 MIDDLE STREET, 1ST AND 3RD FLOORS, PORTLAND, ME, 04101.
RICHARD J ROSU-MYLES has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
RICHARD J ROSU-MYLES has 1 Disclosure Event(s).
Date: January 20, 1998 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT SHE DID NOT UNDERSTANDWHAT BROKER WANTED AND NEVER WANTED HIM TO SELL HER STOCK.ALLEGED DAMAGES-$202.00 Damage Amount Requested: $202.00 Settlement Amount: $202.00 Broker Comment: CLOSED PRIOR TO COMPLAINT BEING RECEIVED, THEBRANCH HAD REVERSED THE TRANSACTION AT ISSUE. THIS WAS AS ANACCOMODATION, BASED ON CLIENT INDICATION THAT SHE HAD CHANGEDHER MIND. CONTACT: MIRIAM FINKEL (212) 723-3051NOT PROVIDED
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