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RICHARD DEVLIN ROUSSEL is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 639 LOYOLA AVENUE, SUITE 200, NEW ORLEANS, LA, 70113.
RICHARD DEVLIN ROUSSEL has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since March 26, 2008
RICHARD DEVLIN ROUSSEL has 1 Disclosure Event(s).
Date: April 21, 2005All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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