RICHARD HARRIS SALL is currently employed as a Broker and/or Investment Adviser at VOYA FINANCIAL ADVISORS, INC. located at 332 W SUPERIOR ST, SUITE 700, DULUTH, MN, 55802.
RICHARD HARRIS SALL has worked at VOYA FINANCIAL ADVISORS, INC. since December 13, 1990
Disclosure History
RICHARD HARRIS SALL has 2 Disclosure Event(s).
Date: June 19, 2014 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION OF VARIABLE ANNUITY WITH REGARDS TO GMIB RIDER ANNUITIZATION OPTIONS. Broker Comment: THE FIRM AS INVESTIGATED THE CLIENT'S ALLEGATIONS AND FOUND THEM TO BE WITHOUT MERIT.
Date: January 10, 2013 Category: Customer Dispute Allegations: CUSTOMER FELT THAT THE INFORMATION REGARDING THE INCOME FEATURE OF THE VARIABLE ANNUITY CONTRACT SHE PURCHASED IN JANUARY 2008 WAS NOT ACCURATELY EXPLAINED. Settlement Amount: $5,177.50 Broker Comment: WITHOUT ADMITTING LIABILITY, THE FIRM AND REGISTERED REPRESENTATIVE ENTERED INTO A SETTLEMENT AGREEMENT WITH THE CUSTOMER IN EXCHANGE FOR A RELEASE OF ALL CLAIMS. THE SETTLEMENT WAS MADE SOLELY FOR BUSINESS REASONS.
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