RICHARD NORRIS SEERY is currently employed as a Broker and/or Investment Adviser at VOYA FINANCIAL ADVISORS, INC. located at 5 Greenleaf Woods Dr Ste102B, Portsmouth, NH, 03801.
RICHARD NORRIS SEERY has worked at VOYA FINANCIAL ADVISORS, INC. since November 09, 2016
Disclosure History
RICHARD NORRIS SEERY has 2 Disclosure Event(s).
Date: October 09, 2016 Category: Employment Separation After Allegations Firm Name: LPL Financial LLC Termination Type: Discharged Allegations: Violation of the Firm's document signature policy. Broker Comment: Made truthfull corrections to client's address and financial profile without client initials and date.
Date: October 09, 2016 Category: Employment Separation After Allegations Firm Name: Genery Wealth Managment, LLC Termination Type: Discharged Allegations: Violation of the firm's document signature policy.
More Information
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