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RICHARD ALLEN WHITE

RICHARD ALLEN WHITE is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at STATE STREET CENTRE, 80 STATE STREET, 12TH FLOOR, ALBANY, NY, 12207.

RICHARD ALLEN WHITE has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

RICHARD ALLEN WHITE has 2 Disclosure Event(s).

Date: May 07, 2007
Category: Customer Dispute
Allegations: CLIENT ALLEGED UNSUITABLE PURCHASES 03/31/2006 AND 04/19/2006. DAMAGES UNSPECIFIED.
Broker Comment: CLAIM DENIED.

Date: October 17, 2002
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED MISREPRESENTATION AND UNSUITABILITY WITH REGARD TO A CORPORATE BOND. 2001. ALLEGED DAMAGES UNSPECIFIED.
Broker Comment: CLAIM DENIED."OPENING DRP WAS FILED SIGNATURE DEFICIENT".

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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