RICHARD ANTHONY WILLIAMSON

RICHARD ANTHONY WILLIAMSON is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1201 NORTH MONROE STREET, TALLAHASSEE, FL, 32303.

RICHARD ANTHONY WILLIAMSON has worked at WELLS FARGO CLEARING SERVICES, LLC since November 04, 2017

Disclosure History

RICHARD ANTHONY WILLIAMSON has 2 Disclosure Event(s).

Date: November 30, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 02, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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