RICHARD PAUL WISMER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1303 CLOVE RD, STATEN ISLAND, NY, 10301.
RICHARD PAUL WISMER has worked at LPL FINANCIAL LLC since November 29, 2017
Disclosure History
RICHARD PAUL WISMER has 1 Disclosure Event(s).
Date: January 31, 2011 Category: Customer Dispute Allegations: ATTORNEY FOR THE ANNUITANT WROTE TO THE FIRM'S PARENT LIFE INSURANCE COMPANY REGARDING A VARIABLE ANNUITY THAT WAS PURCHASED IN MARCH 2008. SPECIFICALLY, THE ATTORNEY ALLEGES THAT THE ANNUITY WAS UNSUITABLE AND INAPPROPRIATE AND THAT THE ANNUITANT WILL SUFFER UNDUE FINANCIAL HARDSHIP BY REMAINING IN THE ANNUITY CONTRACT BECAUSE THE ANNUITANT'S NET WORTH WILL BE TIED UP IN AN ILLIQUID INVESTMENT. THE ATTORNEY IS REQUESTING FOR THE ANNUITY TO BE SURRENDERED AND ANY AND ALL SURRENDER CHARGES WAIVED. Damage Amount Requested: $67,398.00
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