RICHELLE LEE TRIGG

RICHELLE LEE TRIGG is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 105 W LAKEWAY RD, STE B PO BOX 2110, GILLETTE, WY, 82718.

RICHELLE LEE TRIGG has worked at PFS INVESTMENTS INC. since April 24, 2017

Disclosure History

RICHELLE LEE TRIGG has 6 Disclosure Event(s).

Date: September 29, 2017
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: PAYMENT STARTED 09/29/2017- NEGOTIATED THROUGH LAW FIRM. PAYMENT COMPLETED AND CLEARD 02/28/18.

Date: November 30, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: July 30, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: July 29, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 22, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 31, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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