RIGOBERTO P DAPENA is currently employed as a Broker and/or Investment Adviser at CGIS SECURITIES LLC located at 990 BISCAYNE BLVD, SUITE 0-901, MIAMI, FL, 33132.
RIGOBERTO P DAPENA has worked at CGIS SECURITIES LLC since August 02, 2013
Disclosure History
RIGOBERTO P DAPENA has 2 Disclosure Event(s).
Date: November 22, 2005 Category: Customer Dispute Allegations: THE CLIENT ALLEGED MISREPRESENTATION OF THE RISK FACTORS OF A CORPORATE FOREIGN BOND- 06/25/99 TO 03/15/04. Damage Amount Requested: $10,783.53 Broker Comment: CLAIM DENIED.
Date: July 13, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGES UNAUTHORIZED PURCHASE OF ARGENTINEAN BANK BOND. Damage Amount Requested: $142,000.00 Broker Comment: "CLIENT'S ALLEGATIONS ARE UNTRUE. TELEPHONIC RECORDS SHOW THAT CLIENT WAS CONTACTED INMEDIATELY PRIOR TO THE TRADE ON MAY 24TH, 1994. DOCUMENTARY RECORDS ALSO SHOW THAT THE CLIENT REVIEWED HIS ACCOUNT, INCLUDING THIS INVESTMENT, ON SEVERAL SUBSEQUENT OCCASIONS AND NEVER RAISED THE ISSUE OF UNAUTHORIZED TRADING. THE BANK DEBT INSTRUMENT UNDER SCRUTINY WAS RESTRUCTURED IN EARLY 1996 WITH A MERGER AND NEW OWNER, AND FINALLY COLLAPSED IN EARLY 1998, WHEN A MASSIVE FRAUD WAS DETECTED AT THE PARENT COMPANY'S LEVEL. ONLY AFTER THE COLLAPSE THE CLIENT COMPLAINED."
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