RINICO WELDON SAWYER is currently employed as a Broker and/or Investment Adviser at TRANSAMERICA FINANCIAL ADVISORS, INC located at 116 WEST 23RD STREET, SUITE 500, NEW YORK, NY, 10011.
RINICO WELDON SAWYER has worked at TRANSAMERICA FINANCIAL ADVISORS, INC since January 17, 2018
Date: May 11, 2007 Category: Customer Dispute Allegations: FAILURE TO DISCLOSE TAX CONSEQUENCES OF SURRENDER OF FIXED ANNUITY. Damage Amount Requested: $6,729.00 Settlement Amount: $6,729.00
Date: March 01, 2005 Category: Customer Dispute Allegations: CUSTOMER IS DISSATISFIED WITH THE PERFORMANCE OF HIS INVESTMENT ACCOUNT Damage Amount Requested: $100,000.00
Date: December 11, 1998 Category: Customer Dispute Allegations: NON-DISCLOSURE. ALLEGED DAMAGES: $68,000. Damage Amount Requested: $68,000.00 Broker Comment: CUSTOMERS' CLAIM WERE DENIED IN THEIR ENTIRETY.CUSTOMERS' CLAIMED THAT THEY WERE NOT FULLYINFORMED OF SURRENDER CHARGES AND POSSIBLE TAX PENALTIESINVOLVED ON EARLY WITHDRAWALS IN A FIXED ANNUITY AFTERCONSULTING WITH ANOTHER BROKER ABOUT THE PRODUCT. THECUSTOMER'S CLAIMS WERE DENIED IN THEIR ENTIRETY BY THE FIRM.
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