ROBERT SABETAI ABRAHAM

ROBERT SABETAI ABRAHAM is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 30448 RANCHO VIEJO RD, SUITE 110, SAN JUAN CAPISTRANO, CA, 92675.

ROBERT SABETAI ABRAHAM has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since October 29, 2009

Disclosure History

ROBERT SABETAI ABRAHAM has 1 Disclosure Event(s).

Date: August 13, 2007
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT FINANCIAL ADVISOR ROBERT ABRAHAM FAILED TO RECOMMEND THE CONVERSION OF CLASS C MUTUAL FUNDS INTO CLASS A SHARES AFTER HER FATHER'S DEATH IN MARCH 2004. AS A RESULT SHE CLAIMS SHE SHOULD RECEIVE THE DIFFERENCE IN VALUE BETWEEN THE TWO CLASSES OF FUND
Damage Amount Requested: $41,062.00
Settlement Amount: $41,062.00

More Information

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