ROBERT LOGAN AHLERS

ROBERT LOGAN AHLERS is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 2029 CENTURY PARK EAST, 39TH FLOOR, LOS ANGELES, CA, 90067.

ROBERT LOGAN AHLERS has worked at J.P. MORGAN SECURITIES LLC since August 19, 2013

Disclosure History

ROBERT LOGAN AHLERS has 1 Disclosure Event(s).

Date: October 27, 2011
Category: Criminal
Charges: MISDEAMENOR/POSSESSING A SUSPENDED DRIVERS LICENSE
Disposition: Dismissed
Broker Comment: I WAS QUESTIONED BY A POLICE OFFICER THE NIGHT OF THE INCIDENT FOR HAVING ALCOHOL IN MY SYSTEM WHEN I WAS UNDER THE AGE OF 21. UPON TALKING TO ME THE OFFICER ASKED FOR IDENTIFICATION. I WILLINGLY HANDED HIM MY LICENSE, COMPLETELY UNAWARE THAT IT WAS AGAINST THE LAW FOR ME TO HAVE IT IN MY POSSESSION DUE TO A SUSPENSION OF MY DRIVING PRIVELEGES AT THE TIME. IT HAD BEEN BEING USED SOLELY FOR IDENTIFICATION PURPOSES, NOTHING ELSE. IF I HAD BEEN AWARE OF THIS LAW BEFORE-HAND I WOULD HAVE TAKEN THE APPRORIATE STEPS TO OBTAIN A BASIC IDENTIFICATION CARD FOR THE TIME IN WHICH MY LICENSE WAS SUSPENDED. WHEN I ARRIVED FOR MY COURT DATE THE PROSECUTING ATTORNEY HAD ALREADY DISMISSED THE 'POSSESSION OF CANCELLED/FALSE DRIVERS LICENSE' CHARGE AND I NEVER RECEIVED ANY SORT OF SENTENCING IN REGARDS TO THAT OFFENSE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ROBERT LOGAN AHLERS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.