ROBERT D ALEGRIA

ROBERT D ALEGRIA is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 201 SOUTH BISCAYNE BLVD, MIAMI, FL, 33131.

ROBERT D ALEGRIA has worked at MORGAN STANLEY since January 12, 2015

Disclosure History

ROBERT D ALEGRIA has 1 Disclosure Event(s).

Date: March 13, 2015
Category: Customer Dispute
Allegations: CUSTOMER CLAIMS INVESTMENTS IN NDRO, LINE, OKS, AND EPD ARE NOT IN LINE WITH HIS INVESTMENT PROFILE AND INCREASED HIS OIL AND GAS SECTOR EXPOSURE. PROPOSED REMEDY UNCLEAR.
Settlement Amount: $21,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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