ROBERT DONALD ANDERSON

ROBERT DONALD ANDERSON is currently employed as a Broker and/or Investment Adviser at CALTON & ASSOCIATES, INC. located at 300 S. DUNCAN AVE, SUITE 287, CLEARWATER, FL, 33755-6457.

ROBERT DONALD ANDERSON has worked at CALTON & ASSOCIATES, INC. since August 25, 2003

Disclosure History

ROBERT DONALD ANDERSON has 1 Disclosure Event(s).

Date: October 13, 2009
Category: Customer Dispute
Allegations: UNSUITABLE RECOMMENDATIONS, NEGLIGENCE 08/27/2006
Damage Amount Requested: $100,000.00
Settlement Amount: $24,900.00
Broker Comment: I FIRMLY BELIEVE THIS WAS A FRIVOLOUS COMPLAINT. THE FIRM SETTLED BECAUSE IT COST MORE TO ARBITRATE THAN TO SETTLE IN MEDIATION.ALTHOUGH THE CLIENT WAS WELL AWARE THE VALUE WOULD FLUCTUIATE SHE WAS UPSET AT THE DECLINE IN THE PRICE OF A MUNICIPAL BOND FUND DURING THE RECESSION OF 08-09.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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