ROBERT FRANCIS ANGELINE

ROBERT FRANCIS ANGELINE is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 101 WEST ELM STREET, CONSHOHOCKEN, PA, 19428.

ROBERT FRANCIS ANGELINE has worked at UBS FINANCIAL SERVICES INC. since March 22, 2012

Disclosure History

ROBERT FRANCIS ANGELINE has 2 Disclosure Event(s).

Date: December 31, 2008
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED FAILURE TO DISCLOSE THE RISK OF INVESTMENT - 12/2/08.DAMAGES UNSPECIFIED.
Broker Comment: CLAIM DENIED.

Date: September 08, 2008
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED FAILURE TO FOLLOW INSTRUCTIONS WITH RESPECT TO MANAGED ACCOUNT - 2008.DAMAGES UNSPECIFIED.
Broker Comment: CLAIM DENIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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