ROBERT THOMAS ARMSTRONG is currently employed as a Broker and/or Investment Adviser at KESTRA INVESTMENT SERVICES, LLC located at 200 E Big Beaver, Troy, MI, 48083.
ROBERT THOMAS ARMSTRONG has worked at KESTRA INVESTMENT SERVICES, LLC since August 23, 2017
Disclosure History
ROBERT THOMAS ARMSTRONG has 2 Disclosure Event(s).
Date: June 16, 2005 Category: Customer Dispute Allegations: FAILURE TO SUPERVISE ACCOUNT REPRESENTATIVE WITH REGARDS TO TRADING THAT OCCURRED IN ACCOUNT. Damage Amount Requested: $86,033.21 Broker Comment: RECOMMENDATIONS WERE CONSISTENT WITH CLIENT'S PROFILE AS AN AGGRESSIVE, SPECULATIVE INVESTOR. CLIENT HAD AN OPPORTUNITY TO REALIZE GAIN IN ACCOUNT, BASED ON ITS GROWTH BY 2000, BUT RATHER CHOSE TO CONTINUE TO TRADE IN A SHORT-TERM FASHION. MR. ARMSTRONG'S SUPERVISION OF THE ACCOUNT REPRESENTATIVE'S ACTIVITIES IS EVIDENCED BY HIS RECORD OF SUPERVISION CALL OF JANUARY 27, 2003 AND SIGNED CUSTOMER PROFILE UPDATES. NO REMUNERATION OR ADJUSTMENT TO THE ACCOUNT WAS OFFERED.
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