ROBERT DONALD ASKEW

ROBERT DONALD ASKEW is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1775 I STREET NW, SUITE 200, WASHINGTON, DC, 20006.

ROBERT DONALD ASKEW has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

ROBERT DONALD ASKEW has 1 Disclosure Event(s).

Date: January 14, 1997
Category: Customer Dispute
Allegations: CUSTOMERS ALLEGED THAT A JUNK BONDRECOMMENDED BY MR. ASKEW WAS UNSUITABLE AND THAT THERE WAS ANUNAUTHORIZED PURCHASE OF A COMMON STOCK IN THEIR ACCOUNT.
Settlement Amount: $33,241.00
Broker Comment: ALEX. BROWN AGREED TO PAY THE CUSTOMERS THE SUMOF $33,241.00 OF WHICH MR ASKEW AGREED TO CONTRIBUTE $20,000.00Not Provided

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ROBERT DONALD ASKEW, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.