ROBERT DUKE BAILEY is currently employed as a Broker and/or Investment Adviser at PROEQUITIES, INC. located at 200 GROVE PARK LANE, SUITE 100, DOTHAN, AL, 36305.
ROBERT DUKE BAILEY has worked at PROEQUITIES, INC. since August 25, 1992
Disclosure History
ROBERT DUKE BAILEY has 1 Disclosure Event(s).
Date: March 29, 2010 Category: Customer Dispute Allegations: CUSTOMERS ALLEGE THAT REPRESENTATIVE ALLOWED A CONSERVATOR ACCESS TO MINORS' FUNDS WITHOUT PROPER AUTHORIZATION FROM THE COURT. Damage Amount Requested: $45,000.00 Settlement Amount: $55,000.00 Broker Comment: THE REPRESENTATIVE NEITHER ADMITS, NOR DENIES, THE PLAINTIFFS' ALLEGATIONS IN THE STATEMENT OF CLAIM. HOWEVER, IN AN EFFORT TO AVOID FURTHER EXPENSE, AS WELL AS THE INHERENT UNCERTAINTY INVOLVED IN LITIGATION, THIS MATTER WAS SETTLED THROUGH PRIVATE SETTLEMENT NEGOTIATIONS.
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