ROBERT EUGENE BERG is currently employed as a Broker and/or Investment Adviser at SUMMIT BROKERAGE SERVICES, INC. located at 100 Mill Plain Rd, Third Floor, DANBURY, CT, 06810.
ROBERT EUGENE BERG has worked at SUMMIT BROKERAGE SERVICES, INC. since June 06, 2014
Disclosure History
ROBERT EUGENE BERG has 3 Disclosure Event(s).
Date: April 10, 2018 Category: Customer Dispute Allegations: CLIENT ALLEGES UNAUTHORIZED WITHDRAWAL OF FUNDS Damage Amount Requested: $19,400.00
Date: March 07, 2013 Category: Financial Type: Bankruptcy Disposition: Discharged Broker Comment: BECAME AWARE OF DISCHARGE OF DEBTOR ON SEPTEMBER 16, 2013.
Date: August 20, 2002 Category: Customer Dispute Allegations: UNSUITABLE AND EXCESSIVE INVESTING IN STOCKS. Damage Amount Requested: $150,000.00 Damages Granted: $28,604.00 Broker Comment: THIS AWARD IS, I BELIEVE, A VINDICATION OF THE RESPONDENTS' POSITION IN THE ARBITRATION THAT THE ALLEGATIONS LACKED MERIT. CUSTOMER IS AN EXPERIENCED AND KNOWLEDGEABLE INVESTOR. THE AWARD IS LESS THAN 19% OF THE COMPENSATORY DAMAGES CLAIMED.
More Information
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