Robert C Bianca

Robert C Bianca is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 10320 LITTLE PATUXENT PKWY, COLUMBIA, MD, 21044.

Robert C Bianca has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since March 19, 1986

Disclosure History

Robert C Bianca has 1 Disclosure Event(s).

Date: April 11, 2002
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT INVESTMENTS WERE UNSUITABLE AND THAT MARGIN WAS UNAUTHORIZED. DAMAGES UNSPECIFIED.
Broker Comment: THE CLIENT AUTHORIZED MARGIN TRADING FOR THE ACCOUNT IN 1995 AND FIRST USED THIS FEATURE IN 1996. ALL OF THE ACCOUNT STATEMENTS REFLECTED THE MARGIN BALANCE AND INTEREST. CLIENT WAS AWARE OF ALL ACTIVITY IN THE ACCOUNT THROUGH HER ACCOUNT STATEMENTS AND CONFIRMATIONS.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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