ROBERT FREDERICK BISHOP is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 348 WAVERLY RD STE 140, HOLLAND, MI, 49423.
ROBERT FREDERICK BISHOP has worked at WELLS FARGO CLEARING SERVICES, LLC since January 01, 2008
Disclosure History
ROBERT FREDERICK BISHOP has 2 Disclosure Event(s).
Date: June 02, 2014 Category: Customer Dispute Allegations: CLAIMANT ALLEGES IN OR AROUND 2008 FA OVER CONCENTRATED HER PORTFOLIO IN UNSUITABLE EQUITIES. Settlement Amount: $14,500.00 Broker Comment: WITHOUT ADMITTING ANY LIABILITY, THE FIRM SETTLED THE MATTER FOR $14,500 TO AVOID THE EXPENSE OF FURTHER ARBITRATION.
Date: April 10, 2013 Category: Customer Dispute Allegations: CLAIMANT ALLEGES THAT INVESTMENT STRATEGY IMPLEMENTED IN OR AROUND 2007 WAS UNSUITABLE. Settlement Amount: $85,000.00 Broker Comment: WITHOUT ADMITTING ANY LIABILITY, THE FIRM SETTLED THE MATTER FOR $85,000.00 TO AVOID THE EXPENSE OF FURTHER ARBITRATION.
More Information
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