ROBERT FREDERICK BISHOP

ROBERT FREDERICK BISHOP is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 348 WAVERLY RD STE 140, HOLLAND, MI, 49423.

ROBERT FREDERICK BISHOP has worked at WELLS FARGO CLEARING SERVICES, LLC since January 01, 2008

Disclosure History

ROBERT FREDERICK BISHOP has 2 Disclosure Event(s).

Date: June 02, 2014
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES IN OR AROUND 2008 FA OVER CONCENTRATED HER PORTFOLIO IN UNSUITABLE EQUITIES.
Settlement Amount: $14,500.00
Broker Comment: WITHOUT ADMITTING ANY LIABILITY, THE FIRM SETTLED THE MATTER FOR $14,500 TO AVOID THE EXPENSE OF FURTHER ARBITRATION.

Date: April 10, 2013
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES THAT INVESTMENT STRATEGY IMPLEMENTED IN OR AROUND 2007 WAS UNSUITABLE.
Settlement Amount: $85,000.00
Broker Comment: WITHOUT ADMITTING ANY LIABILITY, THE FIRM SETTLED THE MATTER FOR $85,000.00 TO AVOID THE EXPENSE OF FURTHER ARBITRATION.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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