ROBERT NEIL BLENDU

ROBERT NEIL BLENDU is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 16155 NORTH 83RD AVENUE, SUITE 100, PEORIA, AZ, 85382.

ROBERT NEIL BLENDU has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

ROBERT NEIL BLENDU has 2 Disclosure Event(s).

Date: April 17, 2002
Category: Customer Dispute
Allegations: CLIENTS COMPLAIN THAT FA MISREPRESENTED THE VOTING OR QUALITY OF THE BOND. AFTER REVIEW, THE COMPLAINT WAS FOUND WITHOUT MERIT.
Damage Amount Requested: $10,000.00

Date: October 11, 2000
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES UNSUITABLE AND QUESTIONABLE INVESTMENT ADVICE WAS GIVEN.
Damage Amount Requested: $174,533.47
Broker Comment: DEAN WITTER AND ROBERT BLENDU STRONGLY DENY ALL THE CUSTOMERS' ALLEGATIONS OF WRONGDOING. THE CUSTOMER SUBSEQUENTLY WITHDREW THEIR CLAIM ON OR ABOUT FEBRUARY 9, 2001.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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